Forms
Below are a list of commonly requested forms. If you don’t see your selection below, view our forms by category or alphabetically for easy access.
Account Applications:
IRA Application Packet
This packet includes everything you need to open an account: account checklist, application, fee schedule and opening fee page.
Gold IRA Application Packet
This packet includes everything you need to open an account: account checklist, application, fee schedule and opening fee page.
SEP IRA Application Packet
This packet includes everything you need to open an account: account checklist, application, fee schedule and opening fee page.
Fee Schedules:
Traditional and Roth Account Fee Disclosure
Find out the fees on the Traditional and Roth accounts. This form is needed to open your account.
Precious Metals IRA Fee Disclosure
Find out what fees we charge for Precious Metal IRA investing only.
Contributions, Rollovers, and Transfers:
Transfer Form
Request a transfer from an existing retirement account. This will move help move funds from an old IRA to your New Direction IRA.
Rollover/Direct Rollover Certification Form
Roll funds over from an existing retirement account. This will complete the rollover process.
Deposit Coupon / Contribution Coupon
Deposit money into your account with an annual contribution.
Making Changes to your Account:
Change of Address
Purchase any type of asset with your New Direction IRA account.
Interested Party Designation
Purchase real estate with your New Direction IRA account.
Limited Power of Attorney
Purchase private stock with your New Direction IRA account.
Traditional to Roth Conversion
Purchase a note with your New Direction IRA account.
Distribution/Withholding
Purchase a note with your New Direction IRA account.
Are you ready to open your Self Directed IRA for real estate investments?
Click here to download a copy of our Self Directed IRA application packet. This packet includes everything you need to open an account: application, fee schedule, and introduction information.
Are you ready to get started with a Self Directed Gold IRA?
Click here to download a copy of our Gold IRA application packet. This packet includes everything you need to open an account: account checklist, application, fee schedule and opening fee page.
SEP IRA Application Packet
This packet includes everything you need to open an account: account checklist, application, fee schedule and opening fee page.
Application Packet – SIMPLE IRA
This packet includes everything you need to open an account: account checklist, application and fee schedule.
Health Savings Account (HSA) Application Packet
This package includes everything you need to open an HSA: account checklist, application, fee schedule, and opening fee page.
Traditional and Roth Account Fee Disclosure
Find out the fees on the Traditional and Roth accounts. This form is needed to open your account.
Precious Metals IRA Fee Disclosure
Find out what fees we charge for Precious Metal IRA investing only.
Opening An Account
This packet includes everything you need to open an account: account checklist, application, fee schedule and opening fee page.
Gold IRA Application Packet
This packet includes everything you need to open an account: account checklist, application, fee schedule and opening fee page.
SEP IRA Application Packet
This packet includes everything you need to open an account: account checklist, application, fee schedule and opening fee page.
Application Packet – SIMPLE IRA
This packet includes everything you need to open an account: account checklist, application and fee schedule.
Health Savings Account (HSA) Application Packet
This package includes everything you need to open an HSA: account checklist, application, fee schedule, and opening fee page.
Traditional and Roth Account Fee Disclosure
Find out the fees on the Traditional and Roth accounts. This form is needed to open your account.
Precious Metals IRA Fee Disclosure
Find out what fees we charge for Precious Metal IRA investing only.
Funding An Account
Request a transfer from an existing retirement account. This will move help move funds from an old IRA to your New Direction IRA.
Rollover/Direct Rollover Certification Form
Roll funds over from an existing retirement account. This will complete the rollover process.
Deposit Coupon / Contribution Coupon
Deposit money into your account with an annual contribution.
Conducting IRA Transactions
Purchase any type of asset with your New Direction IRA account.
Precious Metals Buy Direction Letter
Purchase precious metals with your New Direction IRA account.
Real Estate Buy Direction Letter
Purchase real estate with your New Direction IRA account.
Private Equity Buy Direction Letter
Purchase private stock with your New Direction IRA account.
Promissory Note Buy Direction Letter
Purchase a note with your New Direction IRA account.
Brokerage Account Buy Direction Letter
Purchase a note with your New Direction IRA account.
Payment Authorization Letter
Pay expenses incurred by the asset owned by your Entrust account. For more information check out our PAL webpage.
Sell Direction Letter
Sell an asset in your New Direction IRA account.
Precious Metals Sell Direction Letter
Sell Precious Metals in your New Direction IRA account.
Real Estate Sell Direction Letter
Sell Real Estate in your New Direction IRA account.
Private Equity Sell Direction Letter
Sell Private Placements in your New Direction IRA account.
Brokerage Account Sell Direction Letter
Liquidate a brokerage account in your New Direction IRA account.
Making Changes to Your Account
Purchase any type of asset with your New Direction IRA account.
Beneficiary Designation
Purchase precious metals with your New Direction IRA account.
Interested Party Designation
Purchase real estate with your New Direction IRA account.
Limited Power of Attorney
Purchase private stock with your New Direction IRA account.
Traditional to Roth Conversion
Purchase a note with your New Direction IRA account.
Distribution/Withholding
Purchase a note with your New Direction IRA account.
Account Fees
General Account Fee Disclosure
Find out what fees we charge for our standard retirement accounts.
Precious Metals IRA Fee Disclosure
Find out what fees we charge for Precious Metal IRA investing only.
Health Savings Account Fee Disclosure
Find our what fees we charge for a Health Savings Account.
Account Disclosures
IRS Tax Forms
5329 Instructions & Form
File and pay additional penalty taxes on the income you’ve earned on your IRA, qualified plan and other tax favored accounts.
8606 Instructions & Form
Report nondeductible IRAs and Coverdell ESAs (PDF) Form 8606 – Nondeductible IRAs and Coverdell ESAs (PDF) 8606 Instructions (PDF)
990-T Instructions & Form
File and payExempt Organization Business Income Tax Return 990-T Form & Proxy Tax Under Section 6033(e) Exempt Organization Business Income Tax Return 990-T Form (PDF) – And Proxy Tax Under Section 6033(e) 990t Instructions (PDF)
SS-4 Instructions & Form
Apply for an Employer Identification Number (EIN)
5305-SEP Form
Form 5305-SEP (Model SEP) is used by an employer to make an agreement to provide benefits to all eligible employees under a simplified employee pension (SEP) described in section 408(k).
Valuations
Fair Market Valuation Form
Complete and return our annual valuation form for assets that require reporting.
Below is a full list of our forms categorized in alphabetical order:
Application Packet – All Assets
This packet includes everything you need to open an account: account checklist, application and fee schedule.
Application Packet – Gold IRA
This packet includes everything you need to open an account: account checklist, application and fee schedule.
Application Packet – SEP IRA
This packet includes everything you need to open an account: account checklist, application and fee schedule.
Application Packet – SIMPLE IRA
This packet includes everything you need to open an account: account checklist, application and fee schedule.
Application Packet – Health Savings Account (HSA)
This packet includes everything you need to open an account: account checklist, application and fee schedule.
Beneficiary Designation
Change your beneficiary designation on your account.
Borrower’s Acknowledgement Letter
A required form for funding notes in your IRA at New Direction.
Buy Direction Letter – Brokerage Account
Create a brokerage account or make an additional funding to your brokerage account.
Buy Direction Letter – General BDL
Purchase any type of asset with your New Direction IRA account.
Buy Direction Letter – Precious Metals
Purchase precious metals with your New Direction IRA account.
Buy Direction Letter – Private Equity
Purchase private stock with your New Direction IRA account.
Buy Direction Letter – Promissory Note
Purchase a note with your New Direction IRA account.
Buy Direction Letter – Real Estate
Purchase real estate with your New Direction IRA account.
Change of Address Form
Change the address we have on file for your account.
Contribution/Deposit Coupon
Deposit money into your account with an annual contribution.
Credit Card Authorization Form
Provide credit card authorization to our office for opening and/or ongoing fees.
Direct Rollover Certification Form
Roll funds over from an existing retirement account.
Distribution Form
Take a withdrawal or distribution from your account.
Fair Market Valuation Form
Complete and return our annual valuation form for assets that require reporting.
Fax Cover Sheet
Please use our fax cover sheet when sending information to New Direction IRA via Fax.
Fee Disclosure – All Assets
View the account fees on our traditional fee disclosure.
Fee Disclosure – Precious Metals Only
View the account fees for our Precious Metal IRA accounts.
Fee Disclosure – HSA Accounts
View the account fees for our Health Savings Accounts.
Interested Party Designation
Add an interested party to your account for third party access to information.
Limited Power of Attorney
Provide a third party with limited power of attorney over your account.
Original Document Release Form
Provide a third party with limited power of attorney over your account.
Payment Authorization Letter
Pay expenses incurred by the asset owned by your account. For more information view our PAL webpage.
Payment Authorization Letter – Sample Example
View an example of paying expenses incurred by the asset owned by your account.
Property Management Acknowledgement Letter
An acknowledgement form for your property management company.
Rollover/Direct Rollover Certification Form
Roll funds over from an existing retirement account.
Roth Conversion Form
Perform a Traditional IRA to Roth IRA conversion.
Sell Direction Letter
Sell an asset in your New Direction IRA account.
Sell Direction Letter – Brokerage Account
Liquidate a brokerage account in your New Direction IRA account.
Sell Direction Letter – Precious Metals
Sell Precious Metals in your New Direction IRA account.
Sell Direction Letter – Private Equity
Sell Private Placements in your New Direction IRA account.
Sell Direction Letter – Real Estate
Sell Real Estate in your New Direction IRA account.
Transfer Form
Request a transfer from an existing retirement account and perform a custodian-custodian transfer.
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